---
title: Assessments and Audits
description: Learn what assessments and audits are, how they apply judgment to documentation and evidence, and how they differ from policies, procedures, and artifacts.
---

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# Assessments and Audits

## Recognizing and referencing Assessments and Audits in compliance work

**What it is**  
An **Assessment** is an activity used to evaluate the security, risk, or effectiveness of an organization, system, or process.

![Assessment Landscape](https://support.futurefeed.co/hs-fs/hubfs/Assessment%20Landscape.png?width=670&height=447&name=Assessment%20Landscape.png)

Assessments can be broad or narrowly focused. They are used every day by IT, security, and risk teams to understand current state and identify weaknesses.

An **Audit** is a formal type of assessment performed to determine whether defined requirements are met.

In FutureFeed, the outcomes of these activities are organized and tracked as **Assessments and Audits**.

**Assessments vs Audits**  
All audits are assessments. Not all assessments are audits.

Assessments vary in scope and purpose. Some are exploratory or operational. Others are formal and authoritative.

Audits are distinguished by:

- Defined criteria
- Formal conclusions
- Independence or credentialed authority
- Clear consequences or attestations

Audits may be performed by credentialed internal resources or by independent third parties.

**Types of assessments**

Assessments are commonly performed at different levels of scope.

**Broad assessments** evaluate overall posture or readiness, such as:

- Annual IT or security assessments
- Risk assessments
- Control or program assessments
- Readiness assessments

**Focused assessments** evaluate specific areas or controls, such as:

- Vulnerability scans
- Penetration tests
- Configuration reviews
- Targeted technical assessments

Both broad and focused assessments are valid forms of assessment. They answer different questions and may be performed on different schedules.

**Vulnerability scans and penetration tests**  
Vulnerability scans and penetration tests are **focused security assessments**.

- A **vulnerability scan** is typically an automated assessment used to identify potential weaknesses.
- A **penetration test** is typically a human-led assessment used to evaluate exploitability and impact.

These assessments may stand alone, be repeated regularly, or be included as part of a broader assessment or audit.

**How FutureFeed organizes assessment results**  
In FutureFeed, each assessment or audit is represented as a **documentation item** that describes the activity being performed.

The **reports and outputs** generated each time the assessment or audit is completed are treated as **process artifacts**.

Those artifacts can be attached to the assessment or audit documentation item and reviewed over time.

**Example**  
An organization may create an assessment called **Annual IT Assessment**.

Each year:

- The assessment is performed
- A report is generated
- That report is uploaded as a **process artifact**
- When reviewed and accepted, the artifact becomes **evidence**

This allows the organization to track the assessment consistently over time while retaining year-by-year results.

**Why assessments and audits exist**  
Organizations use assessments and audits to:

- Understand security and risk
- Identify gaps and weaknesses
- Measure effectiveness
- Support decision-making
- Demonstrate accountability

They support improvement and governance, not just compliance.

**What assessments and audits review**  
Assessments and audits may review:

- Policies and plans
- Processes and procedures
- Configurations
- Assessment results (including scans and pen tests)
- Artifacts and evidence
- Interviews or walkthroughs

The purpose is evaluation and understanding.

**What assessments and audits produce**  
Assessments and audits typically produce:

- Findings
- Identified gaps
- Risk statements
- Conclusions
- Recommendations

Their reports are retained as records and reviewed over time.

**Common confusion**  
In practice, people often use the terms *scan*, *assessment*, and *audit* interchangeably. This is common and understandable.

In FutureFeed:

**Assessments** are the category used to organize evaluation activities

**Audits** are formal assessments

**Reports** are Process Artifacts attached to assessments or audits

**Reviewed Artifacts** (reports) become Evidence

The distinction allows results to be tracked clearly and consistently over time.

 

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